Retirement plan

AMRI 401(K) PLAN

Name: ALBANY MOLECULAR RESEARCH, INC. - AMRI 401(K) PLAN (2019) Form 5500
Creator: ALBANY MOLECULAR RESEARCH, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AMRI 401(K) PLAN, ALBANY MOLECULAR RESEARCH, INC.

ALBANY MOLECULAR RESEARCH, INC.EIN 14-1742717Plan #001PY 2019

26 CORPORATE CIR - ALBANY, NY 12203518-512-2000

Other plans on this EIN

2 filings

#005Retirement-$18.6M assets #004Retirement-$10.4M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$192.6M

-9.3% from 2016

Total participants

2,019

-2.6% from 2016

Average account balance

$98,989

-6.5% from 2016

Annual return

21.03%

+18.28 pp from 2016

Benchmarks

See 147 peers

Peer group

Industry55 - Management of Companies and Enterprises

Plan typeDefined contribution

Participants1,000-4,999

Cohort147 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$285.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$119K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,403

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$20.55M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.45%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$113

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC2 years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202	Recordkeeping	$113,485
COMPASS 360, LLC2 years Filed as: COMPASS FINANCIAL PARTNERS LLC Service code 16 3903 NORTH ELM STREET · GREENSBOROUGH, NC 27455	Consulting	$33,093
FINANCIAL ENGINES1 year Service code 26 1050 ENTERPRISE WAY · SUNNYVALE, CA 94089	Advisory (Participants)	$18,091
LPL FINANCIAL1 year Service code 27 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121	Advisory (Plan)	$16,579

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$181K

$137 / participant

Investment mgmt$35K19.1%
Other / not subdivided$147K80.9%

% of EOY assets

0.094%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: UHY LLP
Auditor EIN: 200694403
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$98,989

$127,218-22.2%

$392,568-74.8%

$77,775+27.3%

Participation rate

94.5%

82.0%+12.5pp

78.1%+16.4pp

73.2%+21.3pp

Annual return

21.03%

25.27%-4.2pp

24.42%-3.4pp

32.58%-11.6pp

Employer contribution / active EE

$3,781

$3,064+23.4%

$3,783-0.1%

$2,504+51.0%

Participant deferral / active EE

$7,027

$4,820+45.8%

$5,985+17.4%

$3,966+77.2%

Admin fee / account holder

$93

$89+4.6%

$6,260-98.5%

$100-6.9%

Provider

Service type

Compensation

T ROWE PRICE RPS INC2 years

Service code 15

100 EAST PRATT STREET · BALTIMORE, MD 21202

Recordkeeping

$113,485

COMPASS 360, LLC2 years

Filed as: COMPASS FINANCIAL PARTNERS LLC

Service code 16

3903 NORTH ELM STREET · GREENSBOROUGH, NC 27455

Consulting

$33,093

FINANCIAL ENGINES1 year

Service code 26

1050 ENTERPRISE WAY · SUNNYVALE, CA 94089

Advisory (Participants)

$18,091

LPL FINANCIAL1 year

Service code 27

4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121

Advisory (Plan)

$16,579

AMRI 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AMRI 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion