Filed March 31, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 14-1764768 | Advisory (Participants) | $10,944 |
Service code 15 · EIN 16-1503696 6 RHOADS DRIVE · UTICA, NY 13502 | Recordkeeping | $8,961 |
Filed as: TEAL, BECKER, & CHIARAMONTE Service code 10 7 WASHINGTON SQUARE · ALBANY, NY 12205 | Accounting | $5,539 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,725 | $42,546-9.0% | $71,796-46.1% | $55,167-29.8% |
| Participation rate | 77.0% | 59.1%+17.9pp | 69.1%+7.9pp | 69.0%+8.0pp |
| Annual return | 6.23% | 12.36%-6.1pp | 78.04%-71.8pp | 169.23%-163.0pp |
| Employer contribution / active EE | $397 | $803-50.6% | $1,924-79.4% | $1,963-79.8% |
| Participant deferral / active EE | $4,384 | $2,064+112.4% | $2,794+56.9% | $3,054+43.5% |
| Admin fee / account holder | $204 | $650-68.7% | $4,815-95.8% | $504-59.6% |