Filed July 23, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $30,349 |
Filed as: FIRST GREAT-WEST LIFE & ANNUITY Service code 64 · EIN 93-1225432 | Recordkeeping Fees | $150 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,493 | $55,453-36.0% | $170,442-79.2% | $62,292-43.0% |
| Participation rate | 76.8% | 66.4%+10.5pp | 83.6%-6.8pp | 69.5%+7.3pp |
| Annual return | 14.81% | 21.38%-6.6pp | 205.93%-191.1pp | 28.90%-14.1pp |
| Employer contribution / active EE | $1,812 | $2,164-16.3% | $5,433-66.6% | $2,042-11.3% |
| Participant deferral / active EE | $1,453 | $2,303-36.9% | $4,939-70.6% | $3,169-54.2% |
| Admin fee / account holder | $144 | $455-68.4% | $13,880-99.0% | $479-70.0% |