Filed March 5, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC3 years Filed as: SECURITIES AMERICA Service code 26 25 TRACKSIDE · PLATTSBURGH, PA 12901 | Advisory (Participants) | $13,147 |
Filed as: BENEFIT PLANS ADMIN SERVICES. INC. Service code 15 · EIN 16-1503696 | Recordkeeping | $7,041 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,111 | $99,957-30.9% | $149,696-53.8% | $73,488-6.0% |
| Participation rate | 26.1% | 75.7%-49.6pp | 82.5%-56.4pp | 70.7%-44.6pp |
| Annual return | 18.07% | 53.87%-35.8pp | 276.60%-258.5pp | 28.51%-10.4pp |
| Employer contribution / active EE | $0 | $3,191-100.0% | $4,644-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $1,246 | $6,073-79.5% | $6,842-81.8% | $3,740-66.7% |
| Admin fee / account holder | $367 | $551-33.3% | $9,309-96.1% | $513-28.5% |