Retirement plan

THE CARMEL HILL FUND 401(K) PROFIT SHARING PLAN & TRUST

Name: THE CARMEL HILL FUND - THE CARMEL HILL FUND 401(K) PROFIT SHARING PLAN & TRUST (2020) Form 5500
Creator: THE CARMEL HILL FUND
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE CARMEL HILL FUND 401(K) PROFIT SHARING PLAN & TRUST, THE CARMEL HILL FUND

THE CARMEL HILL FUNDEIN 13-6881103Plan #001PY 2020

1325 AVENUE OF THE AMERICAS, SUITE - NEW YORK, NY 10019212-786-6320carmelhill.netLinkedIn11-50 employeesnon-profit organization management

Prospect flagsLow fidelity bond

Top hat statement on fileNQDC

Filed December 22, 2025

Plan administrator

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1 E 53rd Street, Floor 3

New York, NY 10022

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Plans declared (1)

The Carmel Hill Fund 457(b) Plan2 emp

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Total assets (EOY)

$951K

+67.6% from 2019

Total participants

+17.9% from 2019

Average account balance

$29,731

+46.7% from 2019

Annual return

24.48%

-4.53 pp from 2019

Benchmarks

See 26,423 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort26,423 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.43M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$62K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

144.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$282K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+28.83%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2344

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$893

$32 / participant

Other / not subdivided$893100.0%

% of EOY assets

0.094%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$29,731

$98,760-69.9%

$149,715-80.1%

$79,858-62.8%

Participation rate

96.4%

75.8%+20.6pp

82.5%+14.0pp

69.6%+26.8pp

Annual return

24.48%

27.43%-3.0pp

276.66%-252.2pp

31.72%-7.2pp

Employer contribution / active EE

$3,736

$3,217+16.1%

$4,645-19.6%

$2,471+51.2%

Participant deferral / active EE

$5,046

$5,681-11.2%

$6,842-26.3%

$3,740+34.9%

Admin fee / account holder

$28

$6,053-99.5%

$9,310-99.7%

$5,306-99.5%

THE CARMEL HILL FUND 401(K) PROFIT SHARING PLAN & TRUST

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE CARMEL HILL FUND 401(K) PROFIT SHARING PLAN & TRUST

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion