Retirement plan

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Name: ROUNDABOUT THEATRE COMPANY, INC - ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN (2023) Form 5500
Creator: ROUNDABOUT THEATRE COMPANY, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN, ROUNDABOUT THEATRE COMPANY, INC

ROUNDABOUT THEATRE COMPANY, INCEIN 13-6192346Plan #002PY 2023

231 WEST 39TH STREET, SUITE 1200 - NEW YORK, NY 10018212-719-9393roundabouttheatre.orgLinkedIn51-200 employeesperforming arts

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$9M

+8.3% from 2022

Total participants

327

+2.5% from 2022

Average account balance

$28,386

+1.8% from 2022

Annual return

9.43%

+24.03 pp from 2022

Benchmarks

See 750 peers

Peer group

Industry71 - Arts, Entertainment, and Recreation

Plan typeDefined contribution

Participants100-249

Cohort750 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.93M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$47K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

233

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

74.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.13M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.32%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$51

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
PENSIONMARK FINANCIAL GROUP LLC2 years Service code 49 · EIN 61-1758632	Other Services	$19,811
ASSOCIATED PENSION CONSULTANTS2 years Filed as: ASSOCIATED PENSION CONSULTANTS INC Service code 49	Other Services	$4,282
MORNINGSTAR1 year Service code 27	Advisory (Plan)	$1,439

Plan features & details

Pension benefit codes2A2E2J2F2G3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$6K

$46 / participant

Contract admin$6K100.0%

% of EOY assets

0.069%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: WITHUM SMITH & BROWN
Auditor EIN: 222027092
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$28,386

$48,432-41.4%

$121,210-76.6%

$71,529-60.3%

Participation rate

93.4%

54.3%+39.1pp

69.5%+23.8pp

67.9%+25.4pp

Annual return

9.43%

23.28%-13.8pp

987.41%-978.0pp

28.97%-19.5pp

Employer contribution / active EE

$3,963

$1,493+165.4%

$4,171-5.0%

$2,590+53.0%

Participant deferral / active EE

$3,883

$2,756+40.9%

$4,084-4.9%

$4,291-9.5%

Admin fee / account holder

$19

$1,845-98.9%

$5,647-99.7%

$1,588-98.8%

Provider

Service type

Compensation

PENSIONMARK FINANCIAL GROUP LLC2 years

Service code 49 · EIN 61-1758632

Other Services

$19,811

ASSOCIATED PENSION CONSULTANTS2 years

Filed as: ASSOCIATED PENSION CONSULTANTS INC

Service code 49

Other Services

$4,282

MORNINGSTAR1 year

Service code 27

Advisory (Plan)

$1,439

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion