Retirement plan

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Name: ROUNDABOUT THEATRE COMPANY, INC - ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN (2025) Form 5500
Creator: ROUNDABOUT THEATRE COMPANY, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN, ROUNDABOUT THEATRE COMPANY, INC

ROUNDABOUT THEATRE COMPANY, INCEIN 13-6192346Plan #002PY 2025

231 WEST 39TH STREET, SUITE 1200 - NEW YORK, NY 10018212-719-9393roundabouttheatre.orgLinkedIn51-200 employeesperforming arts

Prospect flagsLow participationFailed to transmit contributions

How to read this page

Total assets (EOY)

$13.3M

+21.3% from 2024

Total participants

1,156

+325.0% from 2024

Average account balance

$48,744

+3.9% from 2024

Annual return

12.71%

-5.61 pp from 2024

Benchmarks

See 31 peers

Peer group

Industry71 - Arts, Entertainment, and Recreation

Plan typeDefined contribution

Participants1,000-4,999

Cohort31 peers

Snapshot2025

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.26M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$49K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

272

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

16.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.22M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.71%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$23

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
WORLD INVESTMENT ADVISORS LLC2 years Filed as: WORLD INVESTMENT ADVISORS, LLC Service code 99	Other Fees	$24,485
ASSOCIATED PENSION CONSULTANTS4 years Filed as: ASSOCIATED PENSION CONSULTANTS INC Service code 49	Other Services	$5,627
MORNINGSTAR3 years Service code 27	Advisory (Plan)	$1,621
ASSOCIATED PENSION CONSULTANTS1 year Service code 49 401 BROADHALLOW ROAD · MELLVILLE, NY 11747	Other Services	$0
WORLD INVESTMENT ADVISORS LLC2 years Service code 99 · EIN 61-1758632	Other Fees	$0

Plan features & details

Pension benefit codes2A2E2J2F2G3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$6K

$6 / participant

Investment mgmt$5K74.0%
Contract admin$2K24.4%
Other / not subdivided$1001.6%

% of EOY assets

0.047%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: WITHUM SMITH & BROWN
Auditor EIN: 222027092
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$48,744

$90,621-46.2%

$120,225-59.5%

$103,975-53.1%

Participation rate

16.6%

53.5%-36.9pp

69.6%-53.0pp

72.5%-55.9pp

Annual return

12.71%

16.48%-3.8pp

439.23%-426.5pp

19.41%-6.7pp

Employer contribution / active EE

$561

$4,227-86.7%

$3,475-83.9%

$3,722-84.9%

Participant deferral / active EE

$588

$3,312-82.2%

$3,999-85.3%

$5,343-89.0%

Admin fee / account holder

$23

$428-94.7%

$5,696-99.6%

$332-93.2%

Provider

Service type

Compensation

WORLD INVESTMENT ADVISORS LLC2 years

Filed as: WORLD INVESTMENT ADVISORS, LLC

Service code 99

Other Fees

$24,485

ASSOCIATED PENSION CONSULTANTS4 years

Filed as: ASSOCIATED PENSION CONSULTANTS INC

Service code 49

Other Services

$5,627

MORNINGSTAR3 years

Service code 27

Advisory (Plan)

$1,621

ASSOCIATED PENSION CONSULTANTS1 year

Service code 49

401 BROADHALLOW ROAD · MELLVILLE, NY 11747

Other Services

WORLD INVESTMENT ADVISORS LLC2 years

Service code 99 · EIN 61-1758632

Other Fees

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROUNDABOUT THEATRE COMPANY 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion