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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $4,068 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,369 | $56,640+18.9% | $78,002-13.6% | $55,167+22.1% |
| Participation rate | 70.7% | 73.3%-2.7pp | 75.5%-4.9pp | 69.0%+1.7pp |
| Annual return | 4.42% | 2868.48%-2864.1pp | 425.99%-421.6pp | 169.23%-164.8pp |
| Employer contribution / active EE | $0 | $1,724-100.0% | $2,470-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $1,735 | $2,778-37.5% | $3,497-50.4% | $3,054-43.2% |
| Admin fee / account holder | $4 | $467-99.1% | $5,481-99.9% | $504-99.2% |