Retirement plan

STROOCK & STROOCK & LAVAN LLP STAFF EMPLOYEES' SAVINGS AND INVESTMENT PLAN AND TRUST II

Name: STROOCK & STROOCK & LAVAN LLP - STROOCK & STROOCK & LAVAN LLP STAFF EMPLOYEES' SAVINGS AND INVESTMENT PLAN AND TRUST II (2017) Form 5500
Creator: STROOCK & STROOCK & LAVAN LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STROOCK & STROOCK & LAVAN LLP STAFF EMPLOYEES' SAVINGS AND INVESTMENT PLAN AND TRUST II, STROOCK & STROOCK & LAVAN LLP

STROOCK & STROOCK & LAVAN LLPEIN 13-5539787Plan #050PY 2017

180 MAIDEN LANE - NEW YORK, NY 10038212-806-6479stroock.comLinkedIn501-1000 employeeslaw practice

Other plans on this EIN

6 filings

#003Retirement-$221.0M assets #049Retirement-$26.1M assets #004Retirement-$23.7M assets #051Retirement-$23.3M assets #052Retirement-$11.5M assets #053Retirement-$11.5M assets

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$24.9M

+14.9% from 2016

Total participants

168

-0.6% from 2016

Average account balance

$150,112

+11.4% from 2016

Annual return

14.07%

+3.77 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+1.78%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
MATRIX TRUST COMPANY3+ years Filed as: MG TRUST COMPANY DBA MATRIX TRUST C Service code 62 · EIN 75-3182674	Float revenue	$0
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$99

$1 / participant

Investment mgmt$99100.0%

% of EOY assets

0.000%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$150,112

$80,753+85.9%

$136,298+10.1%

$62,293+141.0%

Participation rate

98.5%

73.5%+24.9pp

81.9%+16.6pp

69.5%+29.0pp

Annual return

14.07%

35.83%-21.8pp

5156.27%-5142.2pp

28.90%-14.8pp

Employer contribution / active EE

$4,270

$2,884+48.1%

$4,696-9.1%

$2,042+109.1%

Participant deferral / active EE

$6,608

$5,164+28.0%

$6,247+5.8%

$3,169+108.5%

Admin fee / account holder

$525-99.9%

$9,244-100.0%

$479-99.9%

Provider

Service type

Compensation

MATRIX TRUST COMPANY3+ years

Filed as: MG TRUST COMPANY DBA MATRIX TRUST C

Service code 62 · EIN 75-3182674

Float revenue

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: MORGAN STANLEY SMITH BARNEY LLC

Service code 15 · EIN 26-4310632

Recordkeeping

STROOCK & STROOCK & LAVAN LLP STAFF EMPLOYEES' SAVINGS AND INVESTMENT PLAN AND TRUST II

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STROOCK & STROOCK & LAVAN LLP STAFF EMPLOYEES' SAVINGS AND INVESTMENT PLAN AND TRUST II

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion