Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $132,268 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 · EIN 26-4310632 | Advisory (Plan) | $42,000 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-3279774 | Indirect Investment Fees | $0 |
NATIXIS FUNDS2 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
NORTHERN FUNDS2 years Service code 52 · EIN 36-3608252 | Indirect Investment Fees | $0 |
OPPENHEIMER2 years Service code 52 · EIN 93-6305075 | Indirect Investment Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,642 | $62,267+32.7% | $110,243-25.0% | $55,725+48.3% |
| Participation rate | 96.3% | 78.1%+18.2pp | 79.8%+16.5pp | 70.9%+25.5pp |
| Annual return | 1.86% | -1.07%+2.9pp | 314.76%-312.9pp | 244.93%-243.1pp |
| Employer contribution / active EE | $588 | $1,941-69.7% | $3,827-84.6% | $2,078-71.7% |
| Participant deferral / active EE | $4,820 | $3,516+37.1% | $4,672+3.2% | $3,356+43.6% |
| Admin fee / account holder | $144 | $121+18.8% | $8,548-98.3% | $115+24.7% |