Filed February 24, 1994 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY6+ years Filed as: NORTHERN TRUST CORPORATION Service code 28 · EIN 36-2723087 | Investment Management | $285,913 |
CITIGROUP GLOBAL MARKETS INC5 years Filed as: CITIGROUP GLOBAL MARKETS INC. Service code 33 · EIN 11-2418191 | Securities brokerage; Securities brok... | $205,476 |
Filed as: VOYA INSTITUTUTIONAL PLAN SERVICES Service code 13 · EIN 02-0488491 | Contract Administrator | $44,200 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | EMPLOYEE 1-16 | PARTICIPANT 16 CARES ACT LOANS GREATER THAN THE PARTICIPANTS´ VESTED ACCOUNT BALANCES FOR A TOTAL OF $134,168 | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $440,952 | $430,560+2.4% | $98,920+345.8% | $106,273+314.9% |
| Participation rate | 95.7% | 86.2%+9.6pp | 76.0%+19.7pp | 70.8%+24.9pp |
| Annual return | -4.26% | 17.89%-22.1pp | 196.47%-200.7pp | 21.70%-26.0pp |
| Employer contribution / active EE | $8,519 | $6,804+25.2% | $2,689+216.8% | $2,722+212.9% |
| Participant deferral / active EE | $17,500 | $9,623+81.9% | $4,245+312.2% | $4,601+280.3% |
| Admin fee / account holder | $0 | $220-100.0% | $6,643-100.0% | $78-100.0% |