| Provider | Service type | Compensation |
|---|---|---|
Filed as: GENERATION INVESTMENT MGMT U.S. LLP Service code 28 · EIN 81-5242102 | Investment Management | $10,229,800 |
WELLINGTON TRUST COMPANY3 years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 30-0835489 | Investment Management | $4,888,813 |
H.I.G. CAPITAL, LLC2 years Service code 28 · EIN 65-0863927 | Investment Management | $4,817,482 |
Service code 10 · EIN 98-1048371 | Accounting | $4,626,897 |
PIMCO FUNDS3 years Filed as: PACIFIC INVESTMENT MANAGEMENT COMPA Service code 27 · EIN 33-0629048 | Advisory (Plan) | $4,184,496 |
JPMORGAN INVEST HOLDINGS LLC6 years Filed as: JPMORGAN CHASE BANK, N.A. Service code 14 · EIN 13-4994650 | Plan Administrator | $3,653,970 |
LOOMIS SAYLES3 years Filed as: LOOMIS, SAYLES & COMPANY, L.P. Service code 28 · EIN 04-3200030 | Investment Management | $2,935,738 |
PGIM INVESTMENTS3 years Filed as: PGIM, INC. Service code 28 · EIN 22-2540245 | Investment Management | $2,567,641 |
CANTILLON CAPITAL MANAGEMENT LLC7+ years Service code 28 · EIN 14-1875682 | Investment Management | $2,530,818 |
Filed as: WESTERN ASSET MANAGEMENT CO, LLC Service code 28 · EIN 52-1200960 | Investment Management | $1,952,152 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | DOMINION DIAMOND MINES ULC | — | — | — |
| Part 1 Loan in default | ASCENT CAPITAL GROUP | — | 5251 DTC PARKWAY SUITE 1000 GREENWOOD VILLAGE, CO 80111 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | NEIMAN MARCUS GROUP LTD LLC | — | 1618 MAIN STREET DALLAS, TX 75201 | — |
| Part 1 Loan in default | NEIMAN MARCUS GROUP LTD LLC | — | 1618 MAIN STREET DALLAS, TX 75201 | — |
| Part 1 Loan in default | CHESAPEAKE ENERGY CORP | — | 6100 NORTH WESTERN AVE OKLAHOMA CITY, OK 73118 | — |
| Part 1 Loan in default | CHESAPEAKE ENERGY CORP | — | 6100 NORTH WESTERN AVE OKLAHOMA CITY, OK 73118 | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | DOMINION DIAMOND MINES ULC | — | — | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | TUNON LUXEMBOURG S.A. | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $454,052-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 18.4%-18.4pp | 0.0%0pp |
| Annual return | -7.78% | 9.17%-17.0pp | 8.95%-16.7pp | 13.51%-21.3pp |
| Employer contribution / active EE | $0 | $5,235-100.0% | $46,559-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $131-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $19,831-100.0% | - |