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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE Service code 15 · EIN 36-6071399 8488 SHEPHERD FARM DRIVE · WEST CHESTER, OH 45069 | Recordkeeping | $4,520 |
Service code 15 · EIN 13-4266176 PO BOX 609 · KRESGEVILLE, PA 18333 | Recordkeeping | $1,831 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 51-0116113 34 EXCHANGE PLACE FL 7, HARBOR · JERSEY CITY, NJ 07311 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,053 | $58,726-23.3% | $92,240-51.2% | $62,293-27.7% |
| Participation rate | 56.8% | 68.3%-11.5pp | 76.5%-19.7pp | 69.5%-12.7pp |
| Annual return | 19.96% | 43.62%-23.7pp | 176.29%-156.3pp | 28.90%-8.9pp |
| Employer contribution / active EE | $2,321 | $2,392-3.0% | $3,680-36.9% | $2,042+13.6% |
| Participant deferral / active EE | $2,898 | $2,766+4.8% | $3,897-25.6% | $3,169-8.6% |
| Admin fee / account holder | $61 | $556-89.0% | $5,194-98.8% | $479-87.3% |