Filed January 26, 2016 (most recent of 2 filings on file)
Total covered: 188 employees
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $560,011 |
FINANCIAL ENGINES6+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $546,389 |
Service code 10 · EIN 35-1307701 | Accounting | $39,000 |
Service code 16 · EIN 36-4001764 | Consulting | $18,750 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ZIMMER BIOMET HOLDINGS, INC. | PLAN SPONSOR A PAYMENT MADE OUT OF THE PLAN TO COVER EXPENSES OF AUDITS OF OTHER PLANS OF THE PLAN SPONSOR | — | $0 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,647 | $124,049-1.9% | $95,968+26.8% | $93,223+30.5% |
| Participation rate | 97.9% | 88.4%+9.5pp | 77.1%+20.8pp | 74.9%+23.0pp |
| Annual return | 17.91% | 22.17%-4.3pp | 91.65%-73.7pp | 19.29%-1.4pp |
| Employer contribution / active EE | $3,876 | $3,478+11.4% | $2,542+52.5% | $2,680+44.6% |
| Participant deferral / active EE | $6,608 | $6,147+7.5% | $4,167+58.6% | $4,563+44.8% |
| Admin fee / account holder | $102 | $73+40.5% | $6,798-98.5% | $79+29.0% |