Retirement plan

KING STREET CAPITAL MANAGEMENT, L.P. 401(K) PLAN

Name: KING STREET CAPITAL MANAGEMENT, L.P. - KING STREET CAPITAL MANAGEMENT, L.P. 401(K) PLAN (2016) Form 5500
Creator: KING STREET CAPITAL MANAGEMENT, L.P.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KING STREET CAPITAL MANAGEMENT, L.P. 401(K) PLAN, KING STREET CAPITAL MANAGEMENT, L.P.

KING STREET CAPITAL MANAGEMENT, L.P.EIN 13-3978904Plan #001PY 2016

65 EAST 55TH STREET, 30TH FLOOR - NEW YORK, NY 10022212-812-3112kingstreet.comLinkedIn201-500 employeesinvestment management

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$24M

+25.1% from 2015

Total participants

245

+0.8% from 2015

Average account balance

$99,916

+22.0% from 2015

Annual return

16.99%

+17.00 pp from 2015

Benchmarks

See 2,214 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants100-249

Cohort2,214 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$61.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$212K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

291

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.80M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$20K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.69%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$399

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 27 · EIN 04-2647786	Advisory (Plan)	$19,980
CETERA ADVISOR NETWORKS LLC1 year Filed as: CETERA ADVISOR NETWORKS, LLC Service code 27 · EIN 95-3845382	Advisory (Plan)	$15,596
NATIONWIDE2+ years Service code 19 · EIN 31-1592130	Securities Custodian	$1,613
MMA SECURITIES LLC2+ years Filed as: ASSURED SKCG, INC Service code 22 · EIN 13-3866919	Insurance Broker	$1,000

Plan features & details

Pension benefit codes2E2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$20K

$112 / participant

Other / not subdivided$20K100.0%

% of EOY assets

0.082%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$99,916

$74,089+34.9%

$133,979-25.4%

$55,167+81.1%

Participation rate

97.2%

84.3%+12.9pp

87.1%+10.1pp

69.0%+28.2pp

Annual return

16.99%

12.11%+4.9pp

29.30%-12.3pp

169.23%-152.2pp

Employer contribution / active EE

$3,195

$3,064+4.3%

$5,211-38.7%

$1,963+62.8%

Participant deferral / active EE

$11,687

$4,678+149.8%

$6,282+86.0%

$3,054+282.6%

Admin fee / account holder

$82

$458-82.0%

$9,324-99.1%

$504-83.6%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 27 · EIN 04-2647786

Advisory (Plan)

$19,980

CETERA ADVISOR NETWORKS LLC1 year

Filed as: CETERA ADVISOR NETWORKS, LLC

Service code 27 · EIN 95-3845382

Advisory (Plan)

$15,596

NATIONWIDE2+ years

Service code 19 · EIN 31-1592130

Securities Custodian

$1,613

MMA SECURITIES LLC2+ years

Filed as: ASSURED SKCG, INC

Service code 22 · EIN 13-3866919

Insurance Broker

$1,000

KING STREET CAPITAL MANAGEMENT, L.P. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KING STREET CAPITAL MANAGEMENT, L.P. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion