Filed June 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $2,179,108 |
AON CONSULTING2 years Filed as: AON HEWITT INVESTMENT CONSULTING, I Service code 16 · EIN 36-3109431 | Consulting | $109,852 |
STRATEGIC ADVISORS, INC.2 years Filed as: STRATEGIC ADVISORS LLC DBA Service code 33 · EIN 13-4087611 | Securities brokerage; Securities brok... | $51,274 |
IWC GRAPHICS1 year Service code 29 · EIN 13-4187861 | Legal | $18,255 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,705 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,171 | $53,684+0.9% | $170,442-68.2% | $80,976-33.1% |
| Participation rate | 100.0% | 69.2%+30.8pp | 83.6%+16.4pp | 68.3%+31.7pp |
| Annual return | 17.35% | 25.97%-8.6pp | 205.93%-188.6pp | 22.91%-5.6pp |
| Employer contribution / active EE | $0 | $1,642-100.0% | $5,433-100.0% | $2,402-100.0% |
| Participant deferral / active EE | $5,376 | $3,017+78.2% | $4,939+8.8% | $3,848+39.7% |
| Admin fee / account holder | $71 | $46+52.6% | $13,880-99.5% | $67+4.8% |