Retirement plan

DAIICHI SANKYO, INC. SAVINGS AND RETIREMENT PLAN

Name: DAIICHI SANKYO, INC. - DAIICHI SANKYO, INC. SAVINGS AND RETIREMENT PLAN (2017) Form 5500
Creator: DAIICHI SANKYO, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DAIICHI SANKYO, INC. SAVINGS AND RETIREMENT PLAN, DAIICHI SANKYO, INC.

DAIICHI SANKYO, INC.EIN 13-3914479Plan #001PY 2017

211 MOUNT AIRY ROAD - BASKING RIDGE, NJ 07920908-992-6624daiichisankyo.usLinkedIn10001+ employeespharmaceuticals

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed December 5, 2016

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$559.1M

+5.6% from 2016

Total participants

3,115

+10.9% from 2016

Average account balance

$182,836

-5.6% from 2016

Annual return

20.24%

-3.22 pp from 2016

Benchmarks

See 255 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants1,000-4,999

Cohort255 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$963.64M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$264K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,649

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$85.34M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$35K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.16%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$118

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
PORTFOLIO EVALUATIONS, INC.3+ years Filed as: PORTFOLIO EVALUATIONS INC Service code 16 15 INDEPENDENCE BLVD · WARREN, NJ 07059	Consulting	$58,179
COHNREZNICK LLP2 years Service code 10 4 BECKER FARM ROAD · ROSELAND, NJ 07068	Accounting	$17,620
T ROWE PRICE RPS INC3+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202	Recordkeeping	$15,945
MORNINGSTAR3+ years Service code 26 22 WEST WASHINGTON STREET · CHICAGO, IL 60602	Advisory (Participants)	$13,251
BOLTON PARTNERS, INC.3+ years Filed as: BOLTON PARTNERS INC Service code 16 100 LIGHT STREET · BALTIMORE, MD 21202	Consulting	$11,196
MORNEAU SHEPELL1 year Service code 14 LOCK BOX 785806 · PHILADELPHIA PA, PA 19178	Plan Administrator	$6,024

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$122K

$84 / participant

Investment mgmt$13K10.8%
Other / not subdivided$109K89.2%

% of EOY assets

0.022%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COHNREZNICK LLP
Auditor EIN: 221478099
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$182,836

$67,228+172.0%

$117,861+55.1%

$77,958+134.5%

Participation rate

96.1%

79.4%+16.7pp

79.7%+16.4pp

71.6%+24.4pp

Annual return

20.24%

19.13%+1.1pp

335.11%-314.9pp

20.87%-0.6pp

Employer contribution / active EE

$10,577

$2,211+378.4%

$3,786+179.3%

$2,310+357.8%

Participant deferral / active EE

$11,840

$3,653+224.1%

$4,482+164.2%

$3,537+234.8%

Admin fee / account holder

$40

$76-47.3%

$8,021-99.5%

$97-59.0%

Provider

Service type

Compensation

PORTFOLIO EVALUATIONS, INC.3+ years

Filed as: PORTFOLIO EVALUATIONS INC

Service code 16

15 INDEPENDENCE BLVD · WARREN, NJ 07059

Consulting

$58,179

COHNREZNICK LLP2 years

Service code 10

4 BECKER FARM ROAD · ROSELAND, NJ 07068

Accounting

$17,620

T ROWE PRICE RPS INC3+ years

Service code 15

100 EAST PRATT STREET · BALTIMORE, MD 21202

Recordkeeping

$15,945

MORNINGSTAR3+ years

Service code 26

22 WEST WASHINGTON STREET · CHICAGO, IL 60602

Advisory (Participants)

$13,251

BOLTON PARTNERS, INC.3+ years

Filed as: BOLTON PARTNERS INC

Service code 16

100 LIGHT STREET · BALTIMORE, MD 21202

Consulting

$11,196

MORNEAU SHEPELL1 year

Service code 14

LOCK BOX 785806 · PHILADELPHIA PA, PA 19178

Plan Administrator

$6,024

DAIICHI SANKYO, INC. SAVINGS AND RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DAIICHI SANKYO, INC. SAVINGS AND RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion