Filed July 21, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $134,085 |
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES LLC Service code 16 | Consulting | $29,014 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
MMA SECURITIES LLC3+ years Filed as: MMC SECURITIES CORP Service code 16 PO BOX 27449 · NEW YORK, NY 10087 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,358 | $52,149-37.9% | $122,354-73.6% | $77,958-58.5% |
| Participation rate | 19.6% | 58.6%-38.9pp | 71.6%-52.0pp | 71.6%-52.0pp |
| Annual return | 21.74% | 17.75%+4.0pp | 30.28%-8.5pp | 20.87%+0.9pp |
| Employer contribution / active EE | $347 | $1,750-80.2% | $4,051-91.4% | $2,310-85.0% |
| Participant deferral / active EE | $533 | $2,114-74.8% | $3,287-83.8% | $3,537-84.9% |
| Admin fee / account holder | $113 | $93+21.0% | $5,479-97.9% | $97+15.8% |