Retirement plan

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Name: WOLTERS KLUWER UNITED STATES, INC. - WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER) (2017) Form 5500
Creator: WOLTERS KLUWER UNITED STATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER), WOLTERS KLUWER UNITED STATES, INC.

WOLTERS KLUWER UNITED STATES, INC.EIN 13-3577870Plan #002PY 2017

2700 LAKE COOK ROAD - RIVERWOODS, IL 600153867847-580-5000LinkedIn5001-10000 employeespublishing

Other plans on this EIN

1 filing

#001Retirement-$151.2M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed November 9, 2005

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$1336.5M

-7.8% from 2016

Total participants

12,854

+6.4% from 2016

Average account balance

$111,152

-2.7% from 2016

Annual return

18.15%

-5.43 pp from 2016

Benchmarks

See 1,075 peers

Peer group

Industryany (size+type match)

Plan typeDefined contribution

Participants5,000-9,999

Cohort1,075 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.38B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$189K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

12,602

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$162.88M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.35%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$115

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Filed as: FIDELITY INVT. INST. OPS. CO. INC. Service code 50 · EIN 04-2647786	Direct Payment	$852,074
STRATEGIC ADVISORS, INC.3+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$331,486
MERCER3+ years Filed as: MERCER INVESTMENT CONSULTING Service code 17 · EIN 61-0736136	Pension Consulting	$202,288

Plan features & details

Pension benefit codes2E2F2G2J2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$1.4M

$152 / participant

Investment mgmt$534K38.5%
Other / not subdivided$852K61.5%

% of EOY assets

0.104%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$111,152

$177,276-37.3%

$90,161+23.3%

$177,276-37.3%

Participation rate

90.9%

74.8%+16.1pp

76.9%+14.0pp

74.8%+16.1pp

Annual return

18.15%

21.25%-3.1pp

34.89%-16.7pp

21.25%-3.1pp

Employer contribution / active EE

$3,859

$2,479+55.7%

$3,318+16.3%

$2,479+55.7%

Participant deferral / active EE

$6,559

$3,881+69.0%

$5,287+24.1%

$3,881+69.0%

Admin fee / account holder

$115

$154-25.2%

$5,943-98.1%

$154-25.2%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Filed as: FIDELITY INVT. INST. OPS. CO. INC.

Service code 50 · EIN 04-2647786

Direct Payment

$852,074

STRATEGIC ADVISORS, INC.3+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$331,486

MERCER3+ years

Filed as: MERCER INVESTMENT CONSULTING

Service code 17 · EIN 61-0736136

Pension Consulting

$202,288

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion