Retirement plan

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Name: WOLTERS KLUWER UNITED STATES, INC. - WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER) (2016) Form 5500
Creator: WOLTERS KLUWER UNITED STATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER), WOLTERS KLUWER UNITED STATES, INC.

WOLTERS KLUWER UNITED STATES, INC.EIN 13-3577870Plan #002PY 2016

2700 LAKE COOK ROAD - RIVERWOODS, IL 600153867847-580-5000LinkedIn5001-10000 employeespublishing

Other plans on this EIN

1 filing

#001Retirement-$132.3M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed November 9, 2005

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$1115.4M

-7.8% from 2016

Total participants

12,763

+6.4% from 2016

Average account balance

$98,008

-2.7% from 2016

Annual return

7.43%

-5.43 pp from 2016

Benchmarks

See 1,068 peers

Peer group

Industryany (size+type match)

Plan typeDefined contribution

Participants5,000-9,999

Cohort1,068 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.38B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$189K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

12,602

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$162.88M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.35%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$115

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$236,388
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: FIDELITY INVT. INST. OPS. CO. INC. Service code 50 · EIN 04-2647786	Direct Payment	$162,994
MERCER2+ years Filed as: MERCER INVESTMENT CONSULTING Service code 27 · EIN 61-0736136	Advisory (Plan)	$96,107
HEWITT ASSOCIATES LLC1 year Filed as: HEWITT ASSOCIATES Service code 38 · EIN 36-2235791	Participant Communication	$6,158
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: FIDELITY INVT. INST. OPS. CO. INC Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$502K

$55 / participant

Investment mgmt$332K66.3%
Other / not subdivided$169K33.7%

% of EOY assets

0.045%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$98,008

$65,292+50.1%

$80,977+21.0%

$65,292+50.1%

Participation rate

84.9%

72.4%+12.4pp

75.8%+9.1pp

72.4%+12.4pp

Annual return

7.43%

11.84%-4.4pp

17.11%-9.7pp

11.84%-4.4pp

Employer contribution / active EE

$3,210

$2,302+39.5%

$3,715-13.6%

$2,302+39.5%

Participant deferral / active EE

$6,011

$3,579+68.0%

$5,696+5.5%

$3,579+68.0%

Admin fee / account holder

$44

$57-23.1%

$5,517-99.2%

$57-23.1%

Provider

Service type

Compensation

STRATEGIC ADVISORS, INC.2+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$236,388

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: FIDELITY INVT. INST. OPS. CO. INC.

Service code 50 · EIN 04-2647786

Direct Payment

$162,994

MERCER2+ years

Filed as: MERCER INVESTMENT CONSULTING

Service code 27 · EIN 61-0736136

Advisory (Plan)

$96,107

HEWITT ASSOCIATES LLC1 year

Filed as: HEWITT ASSOCIATES

Service code 38 · EIN 36-2235791

Participant Communication

$6,158

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: FIDELITY INVT. INST. OPS. CO. INC

Service code 60

Sub-TA Fees

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WOLTERS KLUWER 401(K) PLAN (F/K/A PROFIT-SHARING PLAN OF WOLTERS KLUWER)

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion