| Provider | Service type | Compensation |
|---|---|---|
AMALGAMATED4 years Filed as: AMALGAMATED LIFE INSURANCE CO Service code 23 333 WESTCHESTER AVENUE · NEW YORK, NY 10604 | Insurance services | $264,807 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $203,460 |
SCHULTE ROTH & ZABEL LLP3 years Service code 29 919 THIRD AVENUE · NEW YORK, NY 10022 | Legal | $132,524 |
BENESYS, INC.6 years Filed as: INNOVATIVE SOFTWARE SOLUTIONS Service code 12 3000 SOUTH LENOLA ROAD · MAPLE SHADE, NJ 08052 | Plan Administrator; Recordkeeping and... | $93,887 |
J W THOMPSON INVESTMENTS4 years Filed as: J W THOMPSON INVESTMENTS LLC Service code 27 3000 N OCEAN DR · SINGR ISLAND, FL 33404 | Advisory (Plan) | $56,250 |
NATIONAL RETIREMENT FUND1 year Service code 50 333 WESTCHESTER AVE · WHITE PLAINS, NY 10604 | Direct Payment | $43,613 |
Filed as: ALLIANT INSURANCE Service code 23 PO BOX 21874 · NEW YORK, NY 10087 | Insurance services | $30,265 |
NOVAK FRANCELLA LLC1 year Filed as: NOVAK FRANCELLA Service code 10 450 SEVENTH AVE, 28TH FLOOR · NEW YORK, NY 10123 | Accounting | $25,000 |
ALICO1 year Service code 10 333 WESTCHESTER AVE · WHITE PLAINS, NY 10604 | Accounting | $20,592 |
ANDCO CONSULTING5 years Filed as: ANDCO CONSULTING LLC Service code 17 531 W MORSE BLVD · WINTER PARK, FL 32789 | Pension Consulting | $11,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,054 | $106,520-89.6% | $86,645-87.2% | $106,520-89.6% |
| Participation rate | 61.3% | 71.3%-10.0pp | 71.7%-10.3pp | 71.3%-10.0pp |
| Annual return | 15.36% | 19.28%-3.9pp | 63.52%-48.2pp | 19.28%-3.9pp |
| Employer contribution / active EE | $117 | $2,840-95.9% | $2,496-95.3% | $2,840-95.9% |
| Participant deferral / active EE | $104 | $4,948-97.9% | $3,700-97.2% | $4,948-97.9% |
| Admin fee / account holder | $13 | $75-82.9% | $5,830-99.8% | $75-82.9% |