| Provider | Service type | Compensation |
|---|---|---|
SCHULTE ROTH & ZABEL LLP2 years Service code 29 919 THIRD AVENUE · NEW YORK, NY 10022 | Legal | $305,795 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $193,797 |
BENESYS, INC.5 years Filed as: INNOVATIVE SOFTWARE SOLUTIONS Service code 12 3000 SOUTH LENOLA ROAD · MAPLE SHADE, NJ 08052 | Plan Administrator; Claims processing... | $76,780 |
J W THOMPSON INVESTMENTS3 years Filed as: J W THOMPSON INVESTMENTS LLC Service code 27 3000 N OCEAN DR · SINGR ISLAND, FL 33404 | Advisory (Plan) | $75,000 |
AMALGAMATED3 years Filed as: AMALGAMATED LIFE INSURANCE CO Service code 23 333 WESTCHESTER AVENUE · NEW YORK, NY 10604 | Insurance services | $33,929 |
CITRIN COOPERMAN3 years Service code 10 529 FIFTH AVENU · NEW YORK, NY 10017 | Accounting | $26,019 |
ANDCO CONSULTING4 years Filed as: ANDCO CONSULTING LLC Service code 17 531 W MORSE BLVD · WINTER PARK, FL 32789 | Pension Consulting | $15,000 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,937 | $106,273-90.6% | $81,726-87.8% | $106,273-90.6% |
| Participation rate | 100.0% | 70.8%+29.2pp | 72.0%+28.0pp | 70.8%+29.2pp |
| Annual return | 11.36% | 21.70%-10.3pp | 29.49%-18.1pp | 21.70%-10.3pp |
| Employer contribution / active EE | $218 | $2,722-92.0% | $4,311-94.9% | $2,722-92.0% |
| Participant deferral / active EE | $193 | $4,601-95.8% | $7,108-97.3% | $4,601-95.8% |
| Admin fee / account holder | $37 | $78-53.1% | $5,160-99.3% | $78-53.1% |