Filings through .
Filed January 24, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRIVATE ADVISOR GROUP LLC8 years Filed as: PRIVATE ADVISOR GROUP, LLC Service code 27 · EIN 27-3463733 65 MADISON AVE, SUITE 300 · MORRISTOWN, PA 07960 | Advisory (Plan) | $15,162 |
Service code 13 · EIN 86-2963468 P.O. BOX 54 · FRANKLIN SQUARE, NY 11010 | Contract Administrator | $2,850 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
9 funds of $250K or more; 44 lines in all, holding $7.4M of the plan's $7.6M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 38% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 9 vintages | $2.8M | 37.8% |
| iShares S&P 500 Index A BlackRock · ETF Index | $1.2M | 15.6% |
| BlackRock Global Allocation Portfolio BlackRock · Mutual fund Possible retail class A | $591K | 8.0% |
| Columbia Mid Cap Index Fund Class A Ameriprise (Columbia Threadneedle) · Mutual fund IndexPossible retail class A | $529K | 7.1% |
| December 31, 2025 Including Maturity Date, EQ/Equity 500 Index Fund Manager not matched · Mutual fund Index | $461K | 6.2% |
| American Funds Cap Income Bldr - R3 Capital Group · Mutual fund Possible retail class R3 | $367K | 5.0% |
| Mass Mutual Overseas Fund MassMutual · Mutual fund | $202K | 2.7% |
| EQ/Common Stock Index Portfolio Manager not matched · Separate account Index | $178K | 2.4% |
| Multimanager Aggressive Equity Manager not matched · Separate account | $153K | 2.1% |
| Columbia Small Cap Index Fund Class A Ameriprise (Columbia Threadneedle) · Mutual fund IndexPossible retail class A | $139K | 1.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.