Filed December 11, 2018
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $56,387 |
CALTON & ASSOCIATES, INC.2 years Service code 27 · EIN 59-2845944 | Advisory (Plan) | $15,266 |
Filed as: ENVESTNET RETIREMENT SOLUTIONS LLC Service code 27 · EIN 61-1732930 | Advisory (Plan) | $12,104 |
ASSOCIATED PENSION CONSULTANTS6+ years Filed as: ASSOCIATED PENSION CONSULTANTS, INC Service code 15 · EIN 11-3271022 111 EXPRESS STREET · PLAINVIEW, NE 11803 | Recordkeeping | $542 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,617 | $55,122+73.5% | $104,625-8.6% | $73,493+30.1% |
| Participation rate | 49.8% | 67.7%-17.9pp | 74.1%-24.3pp | 70.7%-20.9pp |
| Annual return | 19.53% | 24.77%-5.2pp | 340.60%-321.1pp | 28.51%-9.0pp |
| Employer contribution / active EE | $1,069 | $1,464-27.0% | $2,681-60.1% | $2,270-52.9% |
| Participant deferral / active EE | $5,151 | $2,919+76.5% | $3,738+37.8% | $3,740+37.7% |
| Admin fee / account holder | $613 | $423+45.0% | $6,465-90.5% | $513+19.5% |