Retirement plan

CLARION PARTNERS, LLC 401(K) PROFIT SHARING

Name: CLARION PARTNERS, LLC - CLARION PARTNERS, LLC 401(K) PROFIT SHARING (2015) Form 5500
Creator: CLARION PARTNERS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CLARION PARTNERS, LLC 401(K) PROFIT SHARING, CLARION PARTNERS, LLC

CLARION PARTNERS, LLCEIN 13-3379970Plan #001PY 2015

230 PARK AVENUE, 12TH FLOOR - NEW YORK, NY 10169212-883-2653clarionpartners.comLinkedIn201-500 employeesfinancial services

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$90.4M

No prior year

Total participants

489

No prior year

Average account balance

$193,606

No prior year

Annual return

2.18%

No prior year

Benchmarks

See 503 peers

Peer group

Industry53 - Real Estate and Rental and Leasing

Plan typeDefined contribution

Participants250-999

Cohort503 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$166.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$334K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

499

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.82M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.89%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$264

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
PRICEWATERHOUSECOOPERS LLP1+ years Service code 17 P.O. BOX 7247-8001 · PHILADELPHIA, PA 191708001	Pension Consulting	$26,900
COHNREZNICK LLP1+ years Service code 10 350 CHURCH STREET · HARTFORD, CT 061031136	Accounting	$25,784
VOYA RETIREMENT INSURANCE & ANNUITY1+ years Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 64 · EIN 71-0294708	Recordkeeping Fees	$300

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$53K

$189 / participant

Other / not subdivided$53K100.0%

% of EOY assets

0.059%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COHNREZNICK LLP
Auditor EIN: 221478099
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$193,606

$44,229+337.7%

$155,789+24.3%

$55,191+250.8%

Participation rate

92.1%

60.8%+31.3pp

76.1%+16.0pp

69.2%+23.0pp

Annual return

2.18%

0.37%+1.8pp

71.54%-69.4pp

10.78%-8.6pp

Employer contribution / active EE

$18,342

$1,317+1292.2%

$3,839+377.8%

$1,899+866.0%

Participant deferral / active EE

$9,600

$2,851+236.7%

$4,798+100.1%

$3,046+215.1%

Admin fee / account holder

$113

$86+31.6%

$7,477-98.5%

$91+25.0%

Provider

Service type

Compensation

PRICEWATERHOUSECOOPERS LLP1+ years

Service code 17

P.O. BOX 7247-8001 · PHILADELPHIA, PA 191708001

Pension Consulting

$26,900

COHNREZNICK LLP1+ years

Service code 10

350 CHURCH STREET · HARTFORD, CT 061031136

Accounting

$25,784

VOYA RETIREMENT INSURANCE & ANNUITY1+ years

Filed as: VOYA RETIREMENT INSURANCE AND ANNUI

Service code 64 · EIN 71-0294708

Recordkeeping Fees

$300

CLARION PARTNERS, LLC 401(K) PROFIT SHARING

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CLARION PARTNERS, LLC 401(K) PROFIT SHARING

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion