Filed April 16, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FIRST ALLIED SECURITIES INC1+ years Filed as: FIRST ALLIED SECURITIES INC21693 Service code 49 | Other Services | $21,693 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT GROUP Service code 13 · EIN 27-2037969 | Contract Administrator | $18,777 |
SECURITIES AMERICA INC1+ years Service code 49 · EIN 11-2551174 | Other Services | $7,101 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $626 |
FIRST ALLIED SECURITIES INC1+ years Service code 49 · EIN 11-3152836 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,197 | $75,183+35.9% | $123,894-17.5% | $55,167+85.2% |
| Participation rate | 71.1% | 72.8%-1.8pp | 81.4%-10.4pp | 69.0%+2.1pp |
| Annual return | -7.46% | 19.01%-26.5pp | 47.52%-55.0pp | 169.23%-176.7pp |
| Employer contribution / active EE | $253 | $2,823-91.0% | $4,617-94.5% | $1,963-87.1% |
| Participant deferral / active EE | $9,650 | $5,084+89.8% | $5,984+61.3% | $3,054+216.0% |
| Admin fee / account holder | $5 | $663-99.2% | $8,357-99.9% | $504-98.9% |