Filed January 6, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $450 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $533,848 | $138,347+285.9% | $184,203+189.8% | $80,856+560.2% |
| Participation rate | 96.8% | 83.9%+12.9pp | 86.8%+10.0pp | 67.6%+29.1pp |
| Annual return | 13.35% | 20.02%-6.7pp | 28.81%-15.5pp | 35.59%-22.2pp |
| Employer contribution / active EE | $25,120 | $4,850+417.9% | $6,427+290.8% | $2,755+811.8% |
| Participant deferral / active EE | $16,683 | $7,071+135.9% | $9,131+82.7% | $4,296+288.3% |
| Admin fee / account holder | $4 | $10,483-100.0% | $13,901-100.0% | $6,918-99.9% |