Filed January 31, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 18 · EIN 36-3145972 | Securities brokerage commissions and ... | $6,250 |
USI CONSULTING GROUP1+ years Service code 12 · EIN 06-1053228 | Finders' fees / placement fees; Claim... | $5,706 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,540 | $48,313+224.0% | $73,309+113.5% | $52,331+199.1% |
| Participation rate | 80.6% | 68.6%+12.1pp | 74.9%+5.7pp | 68.1%+12.5pp |
| Annual return | -1.39% | 3.85%-5.2pp | 5.67%-7.1pp | 4.54%-5.9pp |
| Employer contribution / active EE | $319 | $1,661-80.8% | $3,237-90.1% | $1,882-83.1% |
| Participant deferral / active EE | $6,027 | $4,189+43.9% | $4,991+20.8% | $3,022+99.4% |
| Admin fee / account holder | $97 | $404-75.9% | $5,635-98.3% | $592-83.6% |