Filed January 10, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SPECTRUM INVESTMENT ADVISORS6+ years Service code 15 · EIN 39-1828175 | Recordkeeping | $173,431 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $132,721 |
SEAY & WEISSINGER, LLC3 years Service code 15 · EIN 61-1663588 | Recordkeeping | $25,500 |
MORRIS, MANNING & MARTIN, LLP6+ years Service code 15 · EIN 58-1269995 | Recordkeeping | $13,557 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $264,212 | $105,190+151.2% | $98,907+167.1% | $90,288+192.6% |
| Participation rate | 95.3% | 86.4%+8.9pp | 76.0%+19.2pp | 73.4%+21.9pp |
| Annual return | 20.13% | 18.52%+1.6pp | 196.43%-176.3pp | 53.97%-33.8pp |
| Employer contribution / active EE | $16,785 | $3,831+338.2% | $2,689+524.2% | $2,524+565.0% |
| Participant deferral / active EE | $14,603 | $5,616+160.0% | $4,244+244.1% | $4,232+245.0% |
| Admin fee / account holder | $104 | $97+6.8% | $6,642-98.4% | $114-8.9% |