Filed January 10, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $135,787 |
SPECTRUM INVESTMENT ADVISORS2+ years Service code 15 · EIN 39-1828175 | Recordkeeping | $97,293 |
MORRIS, MANNING & MARTIN, LLP2+ years Service code 15 · EIN 58-1269995 | Recordkeeping | $28,098 |
SEAY & WEISSINGER, LLC2+ years Filed as: SUTE SEAY, LLC Service code 15 · EIN 61-1663588 | Recordkeeping | $25,498 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,572 | $82,279+95.2% | $77,999+105.9% | $63,975+151.0% |
| Participation rate | 77.5% | 84.7%-7.2pp | 75.5%+1.9pp | 71.1%+6.3pp |
| Annual return | -0.15% | 11.20%-11.3pp | 425.96%-426.1pp | 48.65%-48.8pp |
| Employer contribution / active EE | $13,764 | $3,297+317.5% | $2,470+457.2% | $2,182+530.9% |
| Participant deferral / active EE | $11,660 | $4,538+156.9% | $3,497+233.5% | $3,356+247.4% |
| Admin fee / account holder | $124 | $81+52.9% | $5,480-97.7% | $70+76.7% |