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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ALLIANT INSURANCE SERVICES INC. Service code 49 · EIN 71-0294708 | Other Services | $20,286 |
Filed as: CETERA ADVISOR NETWORK, LLC Service code 55 · EIN 06-1375177 | Other Commissions | $18 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $261,647 | $104,479+150.4% | $159,474+64.1% | $79,391+229.6% |
| Participation rate | 85.0% | 76.6%+8.3pp | 82.8%+2.1pp | 70.7%+14.3pp |
| Annual return | 19.08% | 67.98%-48.9pp | 263.68%-244.6pp | 116.88%-97.8pp |
| Employer contribution / active EE | $3,559 | $3,417+4.2% | $4,831-26.3% | $2,428+46.6% |
| Participant deferral / active EE | $8,775 | $6,468+35.7% | $7,353+19.3% | $4,046+116.9% |
| Admin fee / account holder | $21 | $711-97.1% | $10,802-99.8% | $627-96.7% |