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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $49,803 |
Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 70 · EIN 61-1758632 | Consulting Fees | $40,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,755 | $96,403+73.0% | $93,621+78.1% | $77,775+114.4% |
| Participation rate | 96.1% | 87.6%+8.5pp | 75.8%+20.3pp | 73.2%+22.9pp |
| Annual return | 19.44% | 39.36%-19.9pp | 32.76%-13.3pp | 32.58%-13.1pp |
| Employer contribution / active EE | $4,593 | $3,616+27.0% | $2,719+68.9% | $2,504+83.4% |
| Participant deferral / active EE | $9,984 | $5,341+86.9% | $4,070+145.3% | $3,966+151.8% |
| Admin fee / account holder | $25 | $90-72.4% | $7,890-99.7% | $100-75.4% |