Retirement plan

HAZEN AND SAWYER 401(K) PLAN

Name: HAZEN AND SAWYER, D.P.C. - HAZEN AND SAWYER 401(K) PLAN (2017) Form 5500
Creator: HAZEN AND SAWYER, D.P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAZEN AND SAWYER 401(K) PLAN, HAZEN AND SAWYER, D.P.C.

HAZEN AND SAWYER, D.P.C.EIN 13-2904652Plan #002PY 2017

498 SEVENTH AVENUE - NEW YORK, NY 100186798212-777-8400hazenandsawyer.comLinkedIn1001-5000 employeesenvironmental services

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed July 26, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$271.4M

-8.2% from 2016

Total participants

1,268

-10.8% from 2016

Average account balance

$228,807

-0.9% from 2016

Annual return

19.85%

-5.79 pp from 2016

Benchmarks

See 2,615 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,615 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$549.54M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$268K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,048

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$36.86M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$17K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.94%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
SAGEVIEW ADVISORY GROUP, LLC1 year Filed as: SAGEVIEW ADVISORY GROUP, INC. Service code 16 · EIN 51-0492818 1920 MAIN STREET SUITE 800 · IRVINE, CA 92614	Consulting	$100,000
ALBRECHT VIGGIANO ZURECK & CO PC1 year Service code 10 · EIN 11-2556624 25 SUFFOLK CT · HAUPPAUGE, NY 11788	Accounting	$20,000
T ROWE PRICE RPS INC1 year Filed as: T ROWE PRICE INVESTMENT SERVICES, I Service code 37 · EIN 52-1309931 100 EAST PRATT STREET · BALTIMORE, MD 10167	Loan Processing	$7,705
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 60 · EIN 04-2647786	Sub-TA Fees	$704

Plan features & details

Pension benefit codes2E2F2G2J2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$130K

$132 / participant

Other / not subdivided$130K100.0%

% of EOY assets

0.048%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ALBRECHT, VIGGIANO, ZURECK & CO PC
Auditor EIN: 112556624
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$228,807

$155,795+46.9%

$136,298+67.9%

$69,634+228.6%

Participation rate

91.7%

75.2%+16.4pp

81.9%+9.8pp

70.7%+21.0pp

Annual return

19.85%

232464.33%-232444.5pp

5156.27%-5136.4pp

27572.26%-27552.4pp

Employer contribution / active EE

$7,001

$2,991+134.1%

$4,696+49.1%

$2,032+244.5%

Participant deferral / active EE

$9,026

$5,394+67.3%

$6,247+44.5%

$3,224+180.0%

Admin fee / account holder

$110

$128-14.2%

$9,244-98.8%

$110-0.4%

Provider

Service type

Compensation

SAGEVIEW ADVISORY GROUP, LLC1 year

Filed as: SAGEVIEW ADVISORY GROUP, INC.

Service code 16 · EIN 51-0492818

1920 MAIN STREET SUITE 800 · IRVINE, CA 92614

Consulting

$100,000

ALBRECHT VIGGIANO ZURECK & CO PC1 year

Service code 10 · EIN 11-2556624

25 SUFFOLK CT · HAUPPAUGE, NY 11788

Accounting

$20,000

T ROWE PRICE RPS INC1 year

Filed as: T ROWE PRICE INVESTMENT SERVICES, I

Service code 37 · EIN 52-1309931

100 EAST PRATT STREET · BALTIMORE, MD 10167

Loan Processing

$7,705

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 60 · EIN 04-2647786

Sub-TA Fees

$704

HAZEN AND SAWYER 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAZEN AND SAWYER 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion