Retirement plan

SECTION 403(B) RETIREMENT PLAN FOR ADOLPH AND ESTHER GOTTLIEB FOUNDATION, INC.

Name: ADOLPH AND ESTHER GOTTLIEBFOUNDATION, INC. - SECTION 403(B) RETIREMENT PLAN FOR ADOLPH AND ESTHER GOTTLIEB FOUNDATION, INC. (2019) Form 5500
Creator: ADOLPH AND ESTHER GOTTLIEBFOUNDATION, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SECTION 403(B) RETIREMENT PLAN FOR ADOLPH AND ESTHER GOTTLIEB FOUNDATION, INC., ADOLPH AND ESTHER GOTTLIEBFOUNDATION, INC.

ADOLPH AND ESTHER GOTTLIEBFOUNDATION, INC.EIN 13-2853957Plan #001PY 2019

380 WEST BROADWAY, 3RD FLOOR - NEW YORK, NY 10012212-226-0581gottliebfoundation.orgLinkedIn1-10 employeesfine art

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$1.3M

+22.2% from 2018

Total participants

+16.7% from 2018

Average account balance

$183,265

-12.7% from 2018

Annual return

18.92%

+22.72 pp from 2018

Benchmarks

See 35,133 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants<25

Cohort35,133 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.72M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$575K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$52K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$17K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.88%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$148511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2G2M2T3D

Plan features

2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$8K

$1625 / participant

Other / not subdivided$8K100.0%

% of EOY assets

0.633%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$183,265

$103,000+77.9%

$90,300+103.0%

$152,885+19.9%

Participation rate

100.0%

75.9%+24.1pp

73.3%+26.7pp

82.5%+17.5pp

Annual return

18.92%

95.19%-76.3pp

78.11%-59.2pp

345.39%-326.5pp

Employer contribution / active EE

$4,093

$3,138+30.4%

$2,854+43.4%

$4,763-14.1%

Participant deferral / active EE

$4,340

$4,281+1.4%

$3,884+11.7%

$5,851-25.8%

Admin fee / account holder

$1,160

$6,173-81.2%

$5,353-78.3%

$11,598-90.0%

SECTION 403(B) RETIREMENT PLAN FOR ADOLPH AND ESTHER GOTTLIEB FOUNDATION, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SECTION 403(B) RETIREMENT PLAN FOR ADOLPH AND ESTHER GOTTLIEB FOUNDATION, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion