Filed March 31, 2005 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $190,741 |
MID ATLANTIC CAPITAL CORPORATION5+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,479 | $48,116+81.8% | $99,443-12.0% | $77,787+12.5% |
| Participation rate | 81.7% | 60.0%+21.7pp | 73.8%+7.8pp | 73.2%+8.4pp |
| Annual return | 22.18% | 23.23%-1.1pp | 30.72%-8.5pp | 32.57%-10.4pp |
| Employer contribution / active EE | $4,641 | $1,057+339.1% | $2,540+82.7% | $2,504+85.3% |
| Participant deferral / active EE | $5,209 | $2,238+132.8% | $3,619+43.9% | $3,967+31.3% |
| Admin fee / account holder | $65 | $87-25.4% | $6,250-99.0% | $100-34.9% |