Retirement plan

INSTITUTIONAL INVESTOR, LLC SAVINGS & INVESTMENT PLAN

Name: INSTITUTIONAL INVESTOR LLC - INSTITUTIONAL INVESTOR, LLC SAVINGS & INVESTMENT PLAN (2016) Form 5500
Creator: INSTITUTIONAL INVESTOR LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, INSTITUTIONAL INVESTOR, LLC SAVINGS & INVESTMENT PLAN, INSTITUTIONAL INVESTOR LLC

INSTITUTIONAL INVESTOR LLCEIN 13-2790024Plan #003PY 2016

1120 AVENUE OF THE AMERICAS - NEW YORK, NY 10036212-224-3300institutionalinvestor.comLinkedIn1001-5000 employeesfinancial services

Prospect flagsLow returnsLow participation

How to read this page

Total assets (EOY)

$55.4M

-1.9% from 2015

Total participants

752

-6.2% from 2015

Average account balance

$105,717

+3.9% from 2015

Annual return

-0.95%

-1.85 pp from 2015

Benchmarks

See 1,139 peers

Peer group

Industry32 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort1,139 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$98.65M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$173K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

570

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

67.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.89M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.10%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$216

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$4,541
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: FIDELITY INV. INST. OPE. CO., INC. Service code 37 · EIN 04-2647786	Loan Processing	$0

Plan features & details

Pension benefit codes2E2G2J2K3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$5K

$9 / participant

Investment mgmt$5K100.0%

% of EOY assets

0.008%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ANCHIN BLOCK AND ANCHIN LLP
Auditor EIN: 130436940
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$105,717

$74,024+42.8%

$78,002+35.5%

$57,658+83.3%

Participation rate

55.1%

79.7%-24.6pp

75.5%-20.4pp

70.2%-15.1pp

Annual return

-0.95%

12.14%-13.1pp

425.99%-426.9pp

5.13%-6.1pp

Employer contribution / active EE

$1,723

$2,365-27.1%

$2,470-30.2%

$1,974-12.7%

Participant deferral / active EE

$5,381

$3,533+52.3%

$3,497+53.9%

$3,061+75.8%

Admin fee / account holder

$93-90.7%

$5,481-99.8%

$95-90.8%

Provider

Service type

Compensation

STRATEGIC ADVISORS, INC.2+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$4,541

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: FIDELITY INV. INST. OPE. CO., INC.

Service code 37 · EIN 04-2647786

Loan Processing

INSTITUTIONAL INVESTOR, LLC SAVINGS & INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

INSTITUTIONAL INVESTOR, LLC SAVINGS & INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion