Filed December 3, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS2+ years Filed as: NEWPORT CAPITAL GROUP Service code 27 · EIN 86-1109193 | Advisory (Plan) | $112,262 |
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $6,986 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$87,783 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $346,338 | $74,089+367.5% | $133,980+158.5% | $55,167+527.8% |
| Participation rate | 88.3% | 84.3%+4.0pp | 87.1%+1.2pp | 69.0%+19.3pp |
| Annual return | 5.44% | 12.11%-6.7pp | 29.30%-23.9pp | 169.23%-163.8pp |
| Employer contribution / active EE | $22,201 | $3,064+624.7% | $5,211+326.0% | $1,963+1031.2% |
| Participant deferral / active EE | $14,083 | $4,678+201.1% | $6,282+124.2% | $3,054+361.1% |
| Admin fee / account holder | $83 | $458-81.9% | $9,324-99.1% | $504-83.5% |