Filed November 16, 2021 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $345,785 |
CALLAN ASSOCIATES3+ years Filed as: CALLAN ASSOCIATES INC. Service code 70 · EIN 94-2192581 | Consulting Fees | $136,838 |
Service code 70 · EIN 36-4291971 | Consulting Fees | $108,831 |
TRUCKER HUSS3+ years Service code 70 · EIN 94-3216063 | Consulting Fees | $46,425 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,133 | $82,546+203.0% | $140,019+78.6% | $75,289+232.2% |
| Participation rate | 97.8% | 88.4%+9.4pp | 87.5%+10.3pp | 72.4%+25.3pp |
| Annual return | -7.30% | -0.36%-6.9pp | 651.19%-658.5pp | -0.04%-7.3pp |
| Employer contribution / active EE | $9,104 | $3,856+136.1% | $5,605+62.4% | $2,405+278.5% |
| Participant deferral / active EE | $12,260 | $5,731+113.9% | $6,927+77.0% | $3,739+227.9% |
| Admin fee / account holder | $119 | $86+39.1% | $10,705-98.9% | $102+16.6% |