Filed July 8, 2010 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | SIEMENS CORPORATION | EMPLOYER FAILURE TO MEET PTE 80-26 REQUIREMENTS FOR REIMBURSED ADMIN EXPENSES PAID IN 2013 AND CORRECTED IN 2017 | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $190,118 | $80,976+134.8% | $115,752+64.2% | $80,976+134.8% |
| Participation rate | 85.4% | 68.3%+17.1pp | 77.8%+7.6pp | 68.3%+17.1pp |
| Annual return | 13.54% | 22.91%-9.4pp | 19.41%-5.9pp | 22.91%-9.4pp |
| Employer contribution / active EE | $6,537 | $2,402+172.1% | $3,492+87.2% | $2,402+172.1% |
| Participant deferral / active EE | $9,691 | $3,848+151.8% | $5,204+86.2% | $3,848+151.8% |
| Admin fee / account holder | $0 | $67-100.0% | $6,278-100.0% | $67-100.0% |