Filed February 2, 2023 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $140,147 |
CAPFINANCIAL PARTNERS LLC4 years Service code 28 · EIN 26-0058143 | Investment Management | $78,000 |
PKF OCONNOR DAVIES1 year Filed as: PKF OCONNOR DAVIES LLP Service code 10 · EIN 27-1728945 | Accounting | $17,150 |
DAY PITNEY LLP7 years Service code 29 · EIN 06-0317480 | Legal | $16,795 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,515 | $84,000+55.4% | $119,628+9.1% | $77,906+67.5% |
| Participation rate | 95.8% | 77.8%+18.0pp | 79.3%+16.5pp | 73.7%+22.1pp |
| Annual return | -16.22% | -11.59%-4.6pp | -14.98%-1.2pp | 12.16%-28.4pp |
| Employer contribution / active EE | $3,534 | $2,907+21.5% | $4,232-16.5% | $2,846+24.1% |
| Participant deferral / active EE | $8,612 | $4,705+83.0% | $5,601+53.8% | $4,805+79.2% |
| Admin fee / account holder | $99 | $116-14.5% | $10,330-99.0% | $133-25.3% |