Filed July 12, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $74,265 |
SPECTRUM INVESTMENT ADVISORS2 years Service code 15 · EIN 39-1828175 | Recordkeeping | $30,053 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $256,954 | $65,223+294.0% | $80,019+221.1% | $55,725+361.1% |
| Participation rate | 98.5% | 80.6%+17.9pp | 75.8%+22.6pp | 70.9%+27.6pp |
| Annual return | -3.98% | 7.59%-11.6pp | 11.22%-15.2pp | 244.93%-248.9pp |
| Employer contribution / active EE | $11,799 | $2,544+363.8% | $2,468+378.1% | $2,078+467.8% |
| Participant deferral / active EE | $8,719 | $3,881+124.7% | $3,686+136.6% | $3,356+159.8% |
| Admin fee / account holder | $325 | $114+184.6% | $6,521-95.0% | $115+182.1% |