Filed December 16, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $23,620 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,058 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,944 | $84,487+72.7% | $125,339+16.4% | $66,914+118.1% |
| Participation rate | 71.6% | 76.4%-4.8pp | 82.4%-10.8pp | 69.8%+1.8pp |
| Annual return | -17.06% | -8.39%-8.7pp | 572.05%-589.1pp | 1.58%-18.6pp |
| Employer contribution / active EE | $5,124 | $3,553+44.2% | $4,814+6.4% | $2,544+101.4% |
| Participant deferral / active EE | $8,042 | $6,781+18.6% | $7,446+8.0% | $4,237+89.8% |
| Admin fee / account holder | $315 | $685-54.0% | $10,010-96.8% | $593-46.8% |