Filed June 18, 2019 (most recent of 2 filings on file)
Total covered: 4,192 employees
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $59,733 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $18,807 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,254 | $37,213+0.1% | $156,551-76.2% | $63,975-41.8% |
| Participation rate | 45.1% | 65.0%-19.8pp | 84.0%-38.9pp | 71.1%-26.0pp |
| Annual return | 1.83% | 47.89%-46.1pp | 32.23%-30.4pp | 48.65%-46.8pp |
| Employer contribution / active EE | $1,405 | $1,357+3.5% | $5,501-74.5% | $2,182-35.6% |
| Participant deferral / active EE | $2,462 | $2,070+18.9% | $4,871-49.5% | $3,356-26.7% |
| Admin fee / account holder | $23 | $56-58.7% | $13,028-99.8% | $70-66.9% |