Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $1,031,347 |
STRATEGIC ADVISORS, INC.4+ years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $927,818 |
AON CONSULTING3 years Filed as: AON CONSULTING,INC. Service code 17 · EIN 22-2232264 | Pension Consulting | $124,653 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT TRUST COMPANY Service code 28 · EIN 27-4411131 | Investment Management | $118,458 |
KPMG LLP3 years Service code 10 · EIN 13-5565207 | Accounting | $100,000 |
DIGITAL DOCUMENTS, LLC4+ years Service code 50 · EIN 54-2042401 | Direct Payment | $29,493 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $11,897 |
JENNER & BLOCK LLP2 years Service code 29 · EIN 36-2192554 | Legal | $11,601 |
WEALTH MANAGEMENT SYSTEMS INC4+ years Filed as: WEALTH MANAGEMENT SYSTEMS, INC. Service code 49 · EIN 22-3734996 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | EVERCORE TRUST COMPANY, N.A. | INDEPENDENT FIDUCIARY SEE ATTACHED | — | $0 |
| Part 3 Non-exempt transaction | THE NORTHERN TRUST COMPANY | INVESTMENT MANAGER SEE ATTACHED | — | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $178,208 | $127,796+39.4% | $76,768+132.1% | $73,367+142.9% |
| Participation rate | 97.8% | 88.2%+9.7pp | 77.0%+20.9pp | 69.5%+28.4pp |
| Annual return | -7.50% | -2.31%-5.2pp | 2.43%-9.9pp | 173.45%-181.0pp |
| Employer contribution / active EE | $5,040 | $3,931+28.2% | $2,485+102.8% | $2,499+101.7% |
| Participant deferral / active EE | $10,069 | $6,924+45.4% | $3,852+161.4% | $4,033+149.7% |
| Admin fee / account holder | $80 | $66+20.1% | $6,676-98.8% | $68+16.6% |