Filed March 18, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Direct pa... | $209,877 |
Filed as: VALIC Service code 50 · EIN 74-1625348 | Direct Payment | $32,791 |
Service code 50 11225 NORTH COMMUNITY HOUSE ROAD CH · CHARLOTTE, NC 28277 | Direct Payment | $5,178 |
Filed as: FIDELITY Service code 37 · EIN 04-2647786 | Loan Processing | $5,115 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,663 | $67,512+49.1% | $185,854-45.8% | $93,010+8.2% |
| Participation rate | 100.0% | 67.1%+32.9pp | 81.7%+18.3pp | 73.9%+26.1pp |
| Annual return | 14.52% | 21.04%-6.5pp | 122.12%-107.6pp | 158.70%-144.2pp |
| Employer contribution / active EE | $2,283 | $1,783+28.0% | $5,169-55.8% | $2,705-15.6% |
| Participant deferral / active EE | $11,402 | $3,035+275.6% | $5,569+104.8% | $4,561+150.0% |
| Admin fee / account holder | $36 | $318-88.5% | $16,246-99.8% | $152-76.0% |