Filed November 5, 2018 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $1,073,495 |
TIAA10+ years Service code 15 · EIN 13-1624203 | Recordkeeping | $627,095 |
PROSKAUER ROSE LLP5 years Service code 29 · EIN 13-1840454 | Legal | $91,565 |
WISS & COMPANY, LLP6 years Filed as: WISS AND COMPANY, LLC Service code 10 · EIN 22-1732349 | Accounting | $75,000 |
Filed as: PRUDENTIAL INS. CO. OF AMERICA Service code 50 · EIN 22-1211670 | Direct Payment | $54,566 |
Service code 12 · EIN 13-3689044 | Float revenue; Claims processing; Dis... | $8,358 |
Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 50 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Direct Payment | $1,155 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,334 | $73,283+107.9% | $155,556-2.1% | $106,553+43.0% |
| Participation rate | 70.6% | 73.3%-2.7pp | 78.2%-7.6pp | 69.8%+0.8pp |
| Annual return | 12.05% | 15.76%-3.7pp | 64.84%-52.8pp | 17.37%-5.3pp |
| Employer contribution / active EE | $3,118 | $2,241+39.2% | $4,675-33.3% | $3,359-7.2% |
| Participant deferral / active EE | $6,138 | $4,567+34.4% | $5,631+9.0% | $5,562+10.4% |
| Admin fee / account holder | $31 | $56-44.6% | $15,885-99.8% | $80-61.1% |