Filed May 21, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5+ years Filed as: FINANCIAL ENGINES,INC Service code 27 · EIN 94-3250323 | Advisory (Plan) | $5,290,052 |
BLACKROCK5+ years Filed as: BLACKROCK INSTITUTIONAL TRUST COMPA Service code 28 · EIN 94-3112180 | Investment Management | $3,437,490 |
Service code 15 · EIN 04-2647786 | Recordkeeping | $2,512,149 |
Filed as: FIDELITY INSTITUTIONAL ASSET MGMT Service code 28 · EIN 20-2159373 | Investment Management | $1,079,348 |
Filed as: FIDELITY MANAGEMENT TRUST COMPANY Service code 28 · EIN 04-2723880 | Investment Management | $337,895 |
ERNST & YOUNG LLP1 year Service code 10 · EIN 13-4008324 | Accounting | $137,000 |
D. ANDRUS1 year Service code 35 · EIN 13-1299890 | Employee (plan sponsor); Direct payme... | $116,093 |
J. CARRIER1 year Filed as: J CARRIER Service code 35 · EIN 13-1299890 | Direct payment from the plan; Employe... | $97,377 |
L LIU1 year Service code 35 · EIN 13-1299890 | Employee (plan sponsor); Direct payme... | $63,159 |
Filed as: S. GRIFFITH Service code 35 · EIN 13-1299890 | Employee (plan sponsor); Direct payme... | $62,722 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $381,037 | $201,404+89.2% | $93,621+307.0% | $89,609+325.2% |
| Participation rate | 99.6% | 87.5%+12.1pp | 75.8%+23.8pp | 69.6%+30.0pp |
| Annual return | 20.91% | 23.05%-2.1pp | 32.76%-11.9pp | 33.65%-12.7pp |
| Employer contribution / active EE | $12,056 | $6,528+84.7% | $2,719+343.5% | $2,584+366.5% |
| Participant deferral / active EE | $14,081 | $9,208+52.9% | $4,070+246.0% | $4,222+233.5% |
| Admin fee / account holder | $333 | $89+272.4% | $7,890-95.8% | $72+364.6% |