Retirement plan

THE JOCKEY CLUB 401(K) PLAN

Name: THE JOCKEY CLUB - THE JOCKEY CLUB 401(K) PLAN (2018) Form 5500
Creator: THE JOCKEY CLUB
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE JOCKEY CLUB 401(K) PLAN, THE JOCKEY CLUB

THE JOCKEY CLUBEIN 13-0888345Plan #002PY 2018

40 EAST 52ND STREET - NEW YORK, NY 10022212-371-5970

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed November 9, 2005 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$32.8M

+5.6% from 2017

Total participants

330

-4.3% from 2017

Average account balance

$119,295

+10.2% from 2017

Annual return

-0.77%

-44.17 pp from 2017

Benchmarks

See 241 peers

Peer group

Industry11 - Agriculture, Forestry, Fishing and Hunting

Plan typeDefined contribution

Participants250-999

Cohort241 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$45.72M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$183K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

250

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

75.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.50M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.51%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$326

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
EPIC RETIREMENT PLAN SERVICES4+ years Filed as: P & A RETIREMENT PLAN SERVICES, INC Service code 64 17 COURT STREET · BUFFALO, NY 14202	Recordkeeping Fees	$39,961
TRG ADVISORS, INC.1 year Filed as: TRG ADVISORY, INC Service code 26 6500 SHERIDAN DRIVE · AMHERST, NY 14221	Advisory (Participants)	$36,000
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 60 · EIN 04-2647786	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$76K

$274 / participant

Investment mgmt$36K47.2%
Contract admin$40K52.4%
Other / not subdivided$2380.3%

% of EOY assets

0.232%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CROWE HORWATH LLP
Auditor EIN: 350921680
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$119,295

$107,440+11.0%

$105,736+12.8%

$55,725+114.1%

Participation rate

80.2%

55.5%+24.7pp

76.3%+3.9pp

70.9%+9.4pp

Annual return

-0.77%

-0.59%-0.2pp

6.27%-7.0pp

244.93%-245.7pp

Employer contribution / active EE

$3,467

$1,448+139.4%

$3,268+6.1%

$2,078+66.8%

Participant deferral / active EE

$4,891

$2,171+125.3%

$4,080+19.9%

$3,356+45.7%

Admin fee / account holder

$277

$283-2.2%

$6,913-96.0%

$115+140.6%

Provider

Service type

Compensation

EPIC RETIREMENT PLAN SERVICES4+ years

Filed as: P & A RETIREMENT PLAN SERVICES, INC

Service code 64

17 COURT STREET · BUFFALO, NY 14202

Recordkeeping Fees

$39,961

TRG ADVISORS, INC.1 year

Filed as: TRG ADVISORY, INC

Service code 26

6500 SHERIDAN DRIVE · AMHERST, NY 14221

Advisory (Participants)

$36,000

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 60 · EIN 04-2647786

Sub-TA Fees

THE JOCKEY CLUB 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE JOCKEY CLUB 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion