Retirement plan

DIANE S. POLLARD (CITY MARSHAL) 401K PROFIT SHARING PLAN

Name: DIANE S. POLLARD (CITY MARSHAL) - DIANE S. POLLARD (CITY MARSHAL) 401K PROFIT SHARING PLAN (2016) Form 5500
Creator: DIANE S. POLLARD (CITY MARSHAL)
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DIANE S. POLLARD (CITY MARSHAL) 401K PROFIT SHARING PLAN, DIANE S. POLLARD (CITY MARSHAL)

DIANE S. POLLARD (CITY MARSHAL)EIN 11-3662811Plan #002PY 2016

111 JOHN ST RM 1220 - NEW YORK, NY 100383118212-925-2005

Prospect flagsLow fidelity bond

How to read this page

Total assets (EOY)

$566K

+33.2% from 2015

Total participants

0.0% from 2015

Average account balance

$141,424

+33.2% from 2015

Annual return

19.35%

+17.15 pp from 2015

Benchmarks

See 310 peers

Peer group

Industry92 - Public Administration

Plan typeDefined contribution

Participants<25

Cohort310 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$290K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

133.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$89K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$30K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+2.88%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$141,424

$52,379+170.0%

$46,225+205.9%

$273,972-48.4%

Participation rate

100.0%

84.0%+16.0pp

79.5%+20.5pp

83.0%+17.0pp

Annual return

19.35%

7.23%+12.1pp

7.57%+11.8pp

41.46%-22.1pp

Employer contribution / active EE

$14,725

$4,226+248.4%

$3,424+330.1%

$4,869+202.4%

Participant deferral / active EE

$4,660-100.0%

$3,776-100.0%

$5,287-100.0%

Admin fee / account holder

$4,652-100.0%

$3,519-100.0%

$10,133-100.0%

DIANE S. POLLARD (CITY MARSHAL) 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

DIANE S. POLLARD (CITY MARSHAL) 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion