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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL Service code 26 611 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $36,500 |
ASCENSUS LLC2 years Service code 13 · EIN 11-3665754 | Contract Administrator | $30,272 |
THE BENEFIT PRACTICE6 years Service code 15 · EIN 13-4144565 | Recordkeeping | $18,137 |
Filed as: DOUGLAS LANE & ASSOCIATES, LLC Service code 50 · EIN 81-0698246 | Direct Payment | $15,754 |
Filed as: ENVESTNET RETIREMENT SOLUTIONS Service code 50 1801 CALIFORNIA STREET · DENVER, CO 80202 | Direct Payment | $10,061 |
TD AMERITRADE, INC.6 years Filed as: TD AMERITRADE Service code 50 · EIN 82-0543156 | Direct Payment | $640 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,229 | $82,163+63.4% | $125,381+7.1% | $64,819+107.1% |
| Participation rate | 97.5% | 77.9%+19.6pp | 82.4%+15.1pp | 71.5%+26.0pp |
| Annual return | -19.96% | 3.49%-23.4pp | 572.31%-592.3pp | 32.84%-52.8pp |
| Employer contribution / active EE | $7,421 | $3,616+105.2% | $4,815+54.1% | $2,507+196.0% |
| Participant deferral / active EE | $6,615 | $7,175-7.8% | $7,448-11.2% | $4,311+53.5% |
| Admin fee / account holder | $303 | $163+85.4% | $10,007-97.0% | $188+61.1% |